Important Information You Need to Know About Opening a New Account:
To help the government fight the funding of terrorism and money laundering activities, U.S. Department of the Treasury, Securities Exchange Commission and FINRA (formerly NASD) rules require financial institutions to have in place a Customer Identification Program to obtain, verify and record information that identifies each person or legal entity that opens an account.
Aurora Capital LLC’s Customer Identification Program requires that we obtain, verify and record the following information about new customers:
Date of birth;
An identification number:
a) For U.S. Citizens: a taxpayer identification number (social security number or employer identification number). You may also need to provide a copy of your driver’s license or other identifying documents.
b) For Non-U.S. Citizens: a taxpayer identification number, passport number and country of issuance, alien identification card number, or government issued photo identification showing nationality and residence.
c) The rules also may require you to provide additional information, such as your net worth, annual income, occupation, employment information, investment experience and objectives, and risk tolerance.
If you do not provide the information requested, or your identity cannot be verified, Aurora Capital LLC may not be able to open an account or execute transactions on your behalf. If an account has already been opened, we may have to close it.
Information required to verify the identity of legal entities:
A corporation, limited liability company, partnership, trust or other legal entity will need to provide the following information:
a) Address of its principal place of business,
b) Employer identification number, certified articles of incorporation, government-issued business license, or a partnership, limited liability company or trust agreement.
Aurora Capital LLC thanks you for your patience and cooperation and is confident that you will support the financial industry’s effort to deny terrorists and money launderers access to America’s financial system.