Ushering in a New Era in Life Sciences Investment Banking.

Aurora Capital is comprised of an experienced team of professionals specializing in the sector, which utilizes a rigorous process in the selection of investment ideas and investment banking clients. In addition to in-house expertise and experienced personnel, Aurora retains the services of a network of qualified scientific advisors and consultants.

Aurora has three main lines of business: (i) we serve as placement agent in private placement securities offerings by public and private companies which offerings are exempt from registration under various federal and state laws and the rules and regulations promulgated under such laws; (ii) we have public brokerage with full service capabilities and a focus on life science investing; and (iii) we provide a variety of consulting and advisory services to our corporate finance clients.

Since 1995, Aurora Capital LLC has been registered as a broker-dealer with the U.S. Securities and Exchange Commission and is a member of the following:

Financial Industry Regulatory Authority (FINRA) (formerly NASD)
Municipal Securities Rule Making Board (MSRB)
Securities Insurance Protection Corporation (SIPC)

All transactions will be cleared through and assets held by Legent Clearing LLC based in Omaha, Nebraska.

Aurora's enduring objective is attempting to achieve equitable valuations for our investment banking clients while concurrently providing investor returns commensurate with the risks inherent in emerging technologies.

Our mission is to provide valuable or undiscovered investment opportunities to our investing clients. To provide high quality service to a corporate finance client base which may be overlooked or underserved by the major and regional investment banking organizations primarily due to company or transaction size.

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